Must have at least 10 years work experience, with a minimum of 4 years' direct personnel management experience, in investment management, financial services or industry-related compliance experience. Bachelor's Degree or equivalent work experience. Research, recommend and implement technology-based solutions to monitor compliance requirements. Develop employees so as to ensure efficient completion of goals and initiate performance improvements as needed. Identify potential areas of compliance risk and work to develop corrective action plans to address same. Produce and present materials to high level employees, clients and/or external parties. Provide support to the Compliance Department's Training Team in the development and delivery of compliance training programs. Provide training for new investment compliance staff. Actively participate in new employee training relating to key investment compliance policies and procedures. Work on the development and implementation of global standard policies and procedures to enhance the productivity, efficiency and scope of coverage of the Compliance Department. Pro-actively approach internal and external parties on related matters so as to ensure best practices are executed. 
Apprise others of developments and recommend courses of action as appropriate. Collaborate with Legal to assess implications of new rules and regulations related to assigned areas.
Keep abreast of global regulatory updates and interpretive releases. Provide guidance to investment compliance professionals in dealing with compliance issues. Conduct meetings with high level employees and bring issues to successful resolutions. Research issues, provide advice and guidance, reach consensus and communicate same to involved parties. Respond proactively to requests for assistance from across the organization. Review business requirements of key rules/reports utilized for compliance monitoring to ensure items accurately reflect the interpretation of applicable requirements. 
Document compliance incidents and review them with senior management. Escalate exceptions as necessary to senior management. Oversee the review, identification and research of compliance exceptions. #Svp boston manual
Oversee the reviews and analysis provided by staff of the daily investment compliance monitoring of clients' portfolios and regulated entities employing a variety of automated and manual processes. 
Investment Management Agreement, Prospectus, Statement of Additional Information).
Ensure the careful review and monitoring of numerous clients' investment guidelines and regulatory restrictions (e.g. Manage or oversee complex, strategic projects and significant regulatory initiatives. Using in depth knowledge of regulatory requirements relating to investment compliance for both US and non-US jurisdictions (e.g., 1940 Act Funds, UCITS, ERISA, Canadian Pension Limitations, National Instruments 81-102, IRS 851 & 817h, the Investment Adviser Act) and by applying an understanding of client requirements, perform the following responsibilities: This position is responsible for managing a team of investment compliance professionals in their independent monitoring of investment compliance requirements so as to ensure MFS' ongoing compliance advise key business units in related regulatory and client compliance requirements train investment compliance professionals and key business stakeholders on regulatory and client requirements and support the senior management of the investment compliance group by defining and accomplishing departmental goals and objectives. Because what we do matters - to us as valued professionals and to the millions of people and institutions who rely on us to help them build more secure and prosperous futures. We put people first and show care and compassion for our community and each other. Our employees work together to reach better outcomes, always favoring the strongest idea over the strongest individual. Whether you're an investment professional, an expert in sales or a technology specialist, you'll find a culture at MFS that supports you in doing what you do best.
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